Romy M. Brown

Romy M. Brown

Chief Operations and Compliance Officer

Romy entered the investment industry in 1994. She worked with several top-tier financial services firms prior to joining Pacific Wealth Management®. At Pacific Wealth Management, Romy is responsible for overseeing business operations, client service, compliance and strategic planning.

Romy earned a bachelor’s degree in business administration from Ft. Lewis College in Durango, CO, and a master’s degree in business administration from the University of Phoenix in 2002. Romy has passed the FINRA Series 7, 24 and 66 financial services examinations, and holds a Life and Disability insurance license from the State of California. She is a member of the National Society of Compliance Professionals and of the Girard Securities Advisors Leadership Council.